Tradecareer

  Functions of SEBI It is the duty of SEBI to take such measures for the protection of the interest of the  investors and promoting the development of the securities market.  These measures include : i. Regulating the Business in Stock Exchanges and any other securities market; ii. Registering and Regulating the work of the Intermediaries; iii. Registering and Regulating the work of the Depositories, Participants, FIIs and  Credit Rating Agencies; iv. Registering and Regulating the work of the Venture Capital Funds and Collective  Investment Schemes; v. Prohibiting the Unfair and Fraudulent Trade Practices; vi. Prohibiting the Insider Trading in Securities;                                                                     vii. Regulating Substantial Acquisition of Shares and Takeover of Compan...

  Benefits of Listing securities  The following benefits are available when securities are listed by a company in the SE (i) Public image of the company is enhanced. (ii) The liquidity of the security is ensured making it easy to buy and sell the  securities in the SE. (iii) Tax concessions are made available both to the investors and the companies, (iv) Listing procedure compels company management to disclose important  information to the investors enabling them to make crucial decisions with regard  to keeping or disposing of such securities. (v) Listed companies command better support such as loans & investments from  Banks & FIs.                                                                   

  Single Person Law *A law may be constitutional, even though it relates to a single individual, if that single  individual is treated as a class by himself on some peculiar circumstances. *The case is Charanjit Lal Chowdhary v. Union of India, in this case, the petitioner was an ordinary shareholder of the Sholapur Spinning and Weaving Co. Ltd.  *The companythrough its directors had been managing and running a textile mill of the same name.                                                                                *Later, on account of mismanagement, a situation had arisen that brought about the closing down of the mill, thus affecting the production of an essential commodity, apart from causing serious unemployment amongst certain section of the community.  *The Ce...

  Choice of Business Organization Introduction When a person plans to set up a business an important decision has to be taken  regarding the choice of the form of organization. One has to measure all the advantages  & disadvantages of each type of organization and choose the one which suits him the  best. Being a long term commitment, the choice of the form of organization is very crucial as  the success or failure of business depends on choice or organization. Once a choice is  made, it will be difficult to switch over to another form. Therefore, the form of  organization should be chosen after proper thought and consideration.                                                                   Type of Business Organization 1.  Nature of Business activity This is an important factor...

  SEBl (COLLECTIVE INVESTMENT SCHEMES) REGULATIONS Definition   Collective Investment Management Company mean a company incorporated under the  Companies Act, 2013 and registered with SEBI under these regulations, whose object is  to organize, operate and manage a collective investment. Certificate of Registration to carry on CIS business No person other than a Collective Investment Management Company which has  obtained a certificate under the regulations should carry on or sponsor or launch a  collective investment scheme. Collective Investment Scheme Property “Collective investment scheme property" includes: * subscription of money or money's worth (including bank deposits) to the collective  investment scheme; * property acquired, directly or indirectly, with, or with the proceeds of, subscription  of money; or * income arising, directly or indirectly from, subscription money or property above. Restriction on Business Activities     ...

   Collective Investment Scheme INTRODUCTION A collective investment scheme is a trust based scheme that comprises a pool of assets that is managed by a collective investment scheme manager and is governed by the Collective Investment Schemes Regulations given by SEBI. The sums of money that are exchanged on the Stock Exchange and in the money markets make them too pricy for most people. With a CIS, the money or funds from a group of investors are pooled or collected together to form a CIS portfolio. COLLECTIVE INVESTMENT SCHEME A collective investment scheme is a scheme that comprises a pool of assets that is  managed by a collective investment scheme manager and is governed by the Collective  Investment Schemes Regulations given by SEBI. The investor hold a portion of the scheme known as Units of CIS. Investors do not have  day-to-day control over the management and operation of such scheme or arrangement.               ...

  MUTUAL FUND SCHEMES BASED ON INVESTMENT OBJECTIVE Income Oriented Mutual Fund:  These funds offer a fixed income to investors and it has  lower risk as compared to growth funds. Under this scheme, the Asset Management  Company invests funds income oriented schemes like Bonds, Debentures, Government  Bonds & securities and commercial papers. Features (i) These schemes are generally have lesser risk as compared to Growth schemes. (ii) These schemes give fixed income. Growth oriented Mutual Fund: These funds offer capital appreciation over a period. Under  this scheme, the Asset Management Company invests funds in the equity shares which  have significant growth potential. Despite good return under this mutual fund scheme, there  is no assurance or guarantee of return. In other words, it is a scheme which has high risk  and high return.                              ...